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THE
ROYAL NAVY, JOHN ERICSSON, AND
THE
CHALLENGES OF NEW TECHNOLOGY
Andrew
Lambert,
Kings
College, London
John
Ericsson and the Revolution in Naval Warfare 1850-1880
Swedish
National Defense College, Stockholm
Symposium,
14 November 2003
PROLOGUE:
In
August 1837 a fifteen metre long boat the Francis B. Ogden steamed
down the River Thames from Somerset House, near Waterloo Bridge to the
steam engine factory of the Seaward Brothers at Limehouse. The vessel
was towing the Admiralty barge, an elegant and ornate 18th
century oared ceremonial craft. On board were a number of leading
figures from the higher reaches of the Royal Navy’s administration and
policy-making body, the Admiralty. Admiral Sir Charles Adam, the First
Sea Lord; Captain Sir William Symonds, Surveyor of the Navy; Captain Sir
Edward Parry, Arctic explorer and Controller of Steam Machinery;
Captain Francis Beaufort, the Hydrographer of the Navy and other leading
figures. The journey was completed at an unusually high speed, without
accident.
After the return journey the
First Sea Lord thanked Mr Ericsson for his trouble, and the Admiralty
did no more. It was only later, and unofficially that Ericsson learned
why his vessel had not secured a more positive result.
No official report of the trial was ever produced.
Symonds was convinced that any vessel powered at the stern would not
steer, a view based on experience with paddle wheel ships that had been
lengthened at the bow. He believed that Ericsson had covered this defect
by towing the barge, but did not trouble to see the vessel proceed on
her own. Ericsson’s supporters then and now condemn Symonds’ remarks
as absurd, evidence of his reactionary opposition to steam power. In
fact Symonds was quite correct. With the rudder placed ahead of the
propeller Ericsson’s vessel would not steer.
BUT there was second, unspoken and entirely different rationale
for ignoring his remarkable vessel. Ericsson had no money to develop the
prototype. His engineering partnership had failed, and within weeks he
was locked up in the Fleet prison as a bankrupt debtor.
He had in effect asked the Royal Navy to fund the development of an
entirely new technology, on the strength of a single demonstration by a
river boat. He had no funds of his own to carry out fundamental research
and development, and no significant sponsors. The Admiralty considered
this work should be left to commercial concerns. They would only buy
proven systems, not bright ideas and models.
Far from ignoring the propeller only a month later the Admiralty
encouraged the development of the rival system of Francis Pettit Smith
after a trial with a small boat off Dover. Smith’s propeller had been
adopted by a powerful consortium, which included bankers, engineers,
naval officers and aristocrats. In
marked contrast to the dismissive treatment accorded to Ericsson, the
Smith Consortium was advised that a 200 ton vessel would be required to
demonstrate their system at full scale. While Smith’s boat, and his
200 ton ship the Archimedes were years behind Ericsson’s craft
in terms of concept, design and engineering, they had the support of a
Joint Stock Company with a capital of £50,000. This secured their
position with the Admiralty. Not that it secured them any benefit, after
fifteen years of effort and expenditure the Company was bankrupt, and
Smith was unemployed. Ericsson had been fortunate to escape the toils of
this powerful machine.
THE
SCREW PROPELLER:
Smith
and Ericsson's deserved primacy in the history of the screw propeller
reflects of their success in securing the funds required to develop and
exploit the new technology, and not to any leap in design. Both men
proposed and built flawed systems, and needed further funds to bring the
system into practical use. Ericsson’s propeller project was funded by
Captain Robert Stockton of the United States Navy, in a private
capacity. Stockton anticipated sales to the American Government and
profitable employment on his Canal system. Smith's ideas were taken up
on an altogether larger scale. In both cases profit was the motive. The
only hope Ericsson had of making money from his propeller system, which
was a concept, with a specific screw form, was to secure the
intellectual property rights by taking out a Patent. This he had done,
significantly some months after Pettit Smith who had the same aim. He
also had to be prepared to engage in costly legal action to defend his
rights. The Patent had exhausted his funds, and he had no hope of
fighting Smith’s consortium, either with a 200 ton ship or a court
case. He was defeated by lack of money and support.
In the late 1830s the English Patent System was undergoing
significant reform, making intellectual property rights defensible in
court. Before 1830 protection had been limited, and was rarely accorded
to intangibles. Thereafter the argument of public utility had seen the
courts adopt a more favourable view, upholding nearly twice as many
patents as hitherto. The development of specialist patent agents ensured
that the specifications were more accurate, and helped to link
innovators with capitalists. Only if a patent was defensible at law, and
the patentee could afford to defend it, was there any value in the
invention.
The introduction of the screw propeller into the Royal, and United
States’ navies would be dominated by the legal implications of
patents.
STEAM
and POWER
When
Ericsson began work on steam it was the cutting edge technology of the
age, and Britain was the dominant steam nation. James Watt had made the
engine efficient, Richard Trevithick had made it portable, and Marc
Brunel had done much to bring it into service for sea-going ships. The
problem for all navies was that steam engines were heavy, unreliable and
highly uneconomic. They applied their power to the water with paddle
wheels, which were efficient propellers in a flat clam, on a river or a
lake, but for ocean going purposes they posed an insuperable problem as
every time the ship rolled the wheels either dug into the sea, or swung
clear of the surface, making the ships forward motion resemble that of a
crab. Only by setting fore and aft sails and using the wind to damp out
the ships motion could the early paddlewheel ships navigate the oceans.
This solution was acceptable for oceanic liner traffic, which had a
fixed route, and needed to meet a timetable, at whatever cost.
However the problem for navies was very different, especially for
the Royal Navy, which possessed a unique global reach, and had
responsibilities to match. Just getting coal to the outer reaches of
Empire was a monumental task. The Royal Navy needed ships that could
steam for tactical purposes, battle, coast attack, towing and message
carrying, but cruise under sail to preserve coal stocks and fragile
machinery. Attempts to combine paddle wheels with heavy guns proved even
more difficult, as the wheels filled half the broadside, and offered a
large target to the enemy. Paddle wheel warships NEVER became the
dominant element in naval warfare, they were auxiliaries in a sailing
fleet, which provided firepower, strength, and endurance. The Royal Navy
had been the first navy in the world to use steam for dredging, towing,
mail packets and by the early 1830s, was building 1,000 ton paddle wheel
warships.
The problems of the paddle wheel warship were well known by the
mid 1830s, and intelligent officers were already looking for solutions.
Ultimately the screw propeller would answer all of their requirements,
enabling the standard wooden sailing warship to be fitted for steam
power without the loss of its broadside battery, or efficient sailing
rig. The screw transformed steam from a primary power installed in
auxiliary warships to an auxiliary power installed in front line
warships.
Until the steam engine was rendered more efficient the best
solution would be an auxiliary steam plant for entering and leaving
harbour, or steaming into the wind, while relying on sail for the
primary motion. A propeller placed below the water-line, keeping the
broadside clear and capable of being disengaged while under sail would
be far better than the paddle wheel, even if the performance was
limited.
This was the situation when Ericsson and Pettit Smith developed
their systems. Both men saw the Royal Navy as the ideal client for their
work, having a large fleet, access to government funds and an existing
need. The two men approached the problem in very different ways. Smith
was a monomaniac, who spent years developing his idea with models
because he lacked the engineering knowledge to solve them with theory.
His ‘Archimedean’ screw reflected his origins as a classically
educated man.
By contrast Ericsson produced a remarkably modern system, a
co-axial contra-rotating design that gave maximum power and excellent
directional stability, in the same rapid and effective manner that he
delivered all his projects. His all-round excellence as an engineer
working in metals and steam, shone through the advanced prototype.
Ericsson left no more explanation for his ideas than the motion of fish
tails, but it is worth noting that many men had experimented with the
idea, and that Samuel Owen had a screw propeller boat running in
Stockholm harbour in 1815. Typically Ericsson did not carry on the
existing line of development, which was essentially empirical, but
developed his own solution.
DIAGRAM
The
co-axial drum contra-rotating multi-blade form may have been derived by
twisting paddle wheels through 90 degrees, altering the angle of attack
for the blades. Modern studies have shown that this system
has significant advantages for very high power outputs.
Ericsson would have been more concerned by directional stability.
Ericsson’s Patent was taken out on 13 July 1836, six weeks after that
of Pettit Smith. However, we must observe that both were for improved
propellers, not an original invention.
There had been at least five worthwhile 'inventions' of the screw
propeller, for use with steam engines, before 1836.
He described his system as:
Two
thin board hoops, or short cylinders, made to revolve in contrary
directions round a common centre, each cylinder being also admitted
entirely under the water at the stern of the boat, and furnished with a
series of short spiral planes or plates – the plates of each series
standing at an angle the exact converse of the angle given to those of
the other series, and kept revolving by the power of a steam engine.
As
the contemporary authority on the screw John Bourne admitted it was
‘so complete in its mechanical details that, when tried, it was at
once found to be efficient’. After years of haphazard, unregulated
experiments Ericsson was the first engineer to design a system using
science and logic. His great British contemporary Brunel would be the
first to conduct truly scientific experiments to determine the
propulsive efficiency of propellers. Significantly the propeller is
shown aft of the rudder, where it could have little or no effect on
steering.
After the patent had been proved, at considerable cost, Ericsson
experimented with a model, and then built the 15 metre boat Francis B
Ogden, named for the American Consul at Liverpool. The Ogden
was launched in April 1837, and quickly proved she could steam at 10
knots, and tow small ships. In June London Mechanics Magazine
revealed her design features to the world. The high-pressure fast
running engine was typical of Ericsson, who stressed the small size,
light weight and easy removal the propeller and the engines. This rather
bulky first attempt to build an outboard motor was very clearly aimed at
the auxiliary steam market.
His experience engineering fire pumps and railway locomotives was very
important. Despite the near ideal specification, and the successful
trial trip the Admiralty was not interested. The need that Ericsson
addressed was real, and within fifteen years of his initial approach the
Royal Navy had decided that all future warships would be screw
propelled. Ericsson’s work would play a key part in that decision.
MOTIVES:
In
examining how the Admiralty responded to the screw propeller it has to
be stressed that finance and politics were far more important than
technological innovation. One of the perennial, irritating features of
so much comment on the supposed 'failure' of the Royal Navy and the
mercantile community to adopt steam and the various improvements in
power and propulsion at the proper time is the conceit that Ericsson,
Pettit Smith and others were attempting to 'interest' their fellow men
in the new technology for the good of mankind.
In truth the engineering community wanted to sell these new ideas, for
significant financial reward. Ericsson ‘s disgust at the failure of
his design in Britain should be viewed in purely commercial terms. It is
simply incredible to argue that commercial success was not his prime
motive. His sense of outrage reflected his failure to secure financial
support from the Admiralty, and the brief confinement in the debtors
prison that followed, rather than concern for his fellow man. The
prison term was particularly revealing. It demonstrated that Ericsson
simply did not have access to the capital required to develop the screw.
His system, whatever its merits needed Admiralty support, and was in
consequence, doomed to fail. Similarly Smith, and the backers of the
Ship Propeller Company, were not interested in science and experiment,
but in the royalties and financial success they anticipated from the
Patent of 1836. While the Admiralty demonstrated remarkable skill, or an
incredible degree of luck, both in avoiding such entanglements, and
securing proven technology for the country at a reasonable price, the
mercantile community made relatively little use of the patented system.
In truth the screw was of only limited value to the mercantile community
before the development of compound engines and iron hulls. Only the
world’s navies could afford the cost of large wooden screw propelled
ships, both the capital outlay and the alarming frequency of major
repairs made them uneconomic.
It should be recalled that any number of speculators and cranks
were also trying to lighten both private owners and the Government of
funds, making caution essential. Filtering out the ‘cranks’ before
they troubled the Admiralty was one of the main tasks for Captain Parry
the Controller of Steam.
The Admiralty preferred to work with a small number of large and
reliable contractors. For the screw propeller this role would be filled
by the Ship Propeller Company, not the lone engineer.
Significant support for this view can be drawn from Ericsson’s success
in demonstrating and selling to the Royal Navy an electric sounding
machine, the precursor of Sonar.
When he had a product ready for market, the Royal Navy was interested.
TRIUMPH
IN AMERICA:
After
the failure of his screw propeller project with the Admiralty, and a
spell in debtors prison Ericsson was persuaded by Commodore Robert
Stockton to take his talents to the United States. The iron screw
propeller ship Robert F. Stockton built at Birkenhead was
demonstrated in London in January 1839, and sailed to America in April.
Ericsson followed at the end of the year.
He would earn a fortune and undying fame American service. However, the
Royal Navy had not heard the last of him.
For all the favourable press notices and demonstrations the Stockton
was flawed. She would to answer the helm when placed in service on
the Delaware River, and had to be rebuilt, emerging as the New Jersey
with her rudder abaft the propellers, in the location that Smith had
patented.
Sir William Symonds had been quite correct. Ericsson’s United
States propeller patent of 1838 was for an installation above the stern,
driving the propeller after of the rudder. It was clearly an
‘outboard’ or detachable concept.
Once the propeller had been placed ahead of the rudder, and simplified
Ericsson developed twin shaft installations that avoided cutting into
the sternpost, and quickly dominated the American market.
In Britain his system, promoted by Ogden and the Laird shipyard was less
successful.
The Princeton was built using Ericsson’s engineering
design and a native hull form. She has always been touted as the
world’s first purpose built screw propeller warship, but that is
incorrect. The Admiralty project engineered by Isambard Kingdom Brunel
and F P Smith was launched and entered service earlier. Ericsson’s
hagiographer’s claim priority by dismissing the Rattler as a
conversion, and this inaccuracy is accepted by others wishing to show
the Royal Navy as backward or reactionary.
Although she used timber collected for a paddle wheel sloop, this ship
had not been laid down, and no timber had been converted. Under
Brunel’s direction the Rattler was given a very good
engineering installation, which outlasted and out performed
Ericsson’s. Her propeller cold be lifted clear of the water, for more
efficient sailing. She also proved to be a highly successful test
platform, achieving a speed of 12 knots, 1/3 higher than the Princeton
and providing a wealth of carefully recorded data to guide future
developments.
More significantly still, by using the team of Smith and Brunel
the Royal Navy limited development costs, and kept the rewards to the
patent holders very low. Even if Ericsson had been given the opportunity
to carry on his work the Admiralty would have kept a very close watch on
his costs, he would not have made his fortune from the Royal Navy. No
one did, it was simply too professional and well-organised to let such a
thing happen.
THE
PROPELLER NAVY:
The
initial success of the Princeton attracted attention at the
Admiralty, and the Royal Navy kept watch on her. As an American
‘first’ her achievements were boosted by all manner of spurious
claims, implying she was the first warship to be primarily a steamer,
and that she had won a race with the powerful British paddle wheel
Atlantic liner Great Western. In fact Princeton was an
eight knot auxiliary steamship,
while the liner made twelve to fourteen knots. Far more significant than
speed was the Princeton’s all round excellence as a design. She
was, like her British contemporary, the Rattler the answer to the
big problem of combining steam and sail in a wooden warship. Her unique
feature was the machinery, which had been designed to be placed below
the waterline, safe from enemy fire. The funnel could be lowered, and
all aspects of the engineering design bore the hall-marks of genius.
From the beginning of his career in steam engineering Ericsson had used
his design and engineering talent to produce compact, lightweight power
plants, be they for railways or ships. He had always recognised the need
to keep the machinery below the waterline. In the 1820s, it was a key
feature of his machinery in the Arctic vessel Victory. By the
time he designed Princeton this line of thought had produced
engines half the weight of the typical English designs, and taking up
far less space.
The reality of Ericsson’s position was made clear when a large
gun, built by Stockton in imitation of one that Ericsson had
commissioned for the ship burst, killing the Secretary of State and the
Secretary of the Navy. Having spent the past months denying Ericsson any
credit for the ship Stockton suddenly remembered that it was all
Ericsson’s work, and ensured the engineer was not paid for his
efforts.
This led to a fifteen year break in relations between the engineer and
the American Navy, which constructed a series of pathetic vessels in an
attempt to circumvent Ericsson’s American Patent.
Ericsson went to law, and won his case in 1853, but Congress refused the
appropriate the money to pay him.
These were years of growing commercial success, Ericsson’s propeller
becoming dominant in the United States, particularly on the Great Lakes,
and he had been able to indulge his more ambitious design for a hot air
engine.
While Ericsson secured a new and profitable market in the New
World his patent rights and designs were promoted in Europe by his
fellow countryman and long term backer Count Rosen.
Rosen approached the Royal Navy in 1842 to have Ericsson’s simplified
screw tried in the tender Bee.
In 1843 he secured an order from the French Navy to install Ericsson
designed machinery in their first screw warship, the Pomone. After
watching as the Ericsson propeller took over in the New World,
investigating reports of the Princeton/Great Western race,
obtaining a copy of Commodore Stockton’s secret report
and investigating whether the propeller was of Ericsson or Smith design,
the Royal Navy followed suit in 1844 with the Ericsson designed
machinery installed in the frigate Amphion.
Both French and British warships were designed to have their machinery
below the waterline, Ericsson’s unique selling point. The development
of the direct acting horizontal engine ‘driven’ by Ericsson, brought
the first generation of screw steam warships to maturity. The design was
developed by British marine engineers into the power-plant that
propelled the screw fleet of the1850s. This may have been a more
important contribution than pioneering the screw propeller, because once
the engine could be stowed away below the waterline the British were
prepared to adopt the screw as the prime mover of the entire Navy.
This decision followed exhaustive trials with the Rattler and
a number of other ships of all sizes, including the Ericsson engineered Amphion
and battleships. Having employed a legal expert to watch the
situation the Admiralty carefully avoided paying for any more of the
Patented applications than was absolutely essential, and strung out any
decision on the system to weaken the bargaining position of Pettit Smith
and his backers. It had hoped that the patent rights would expire, and
contested their renewal. Ericsson’s British patent was renewed for
another five years in 1850, with a reversion in favour of the Admiralty.
In preparing the case the Admiralty found they had no record of the 1837
trial by the Francis B.Ogden.
When Smith’s patent was also renewed, in both cases on the grounds
that the patentees had not gained sufficient reward from their
innovation, the Admiralty was ready. In September 1851 five identified
patent holders were forced to agree to share a single reward of £20,000
for the surrender of all their rights to the Admiralty. The final
instalment was paid in 1852.
Far from ignoring the propeller the Admiralty had used their dominant
position as the largest potential customer for screw propelled wooden
ships to manipulate the patent system to throw all of the development
costs onto the patentees and avoid paying them when the system was
finally ready for service.
LATER
PROJECTS:
John
Ericsson’s second major contribution to warship development, the Monitor
was in part the long matured revenge of a man who harboured hatreds
for decades. He would teach those proud British Admirals a thing or two.
In fact he had nothing to
teach them. The alternative British turret concept of Captain Cowper
Coles, already undergoing trials before the American Civil War broke out
was based on an entirely different principle. Coles had designed a
conical armoured gunhouse, and on showing his sketches to Brunel had
been given the throw-away line, that he should put a railway turntable
under it. This produced Coles’s system in which the weight of the
turret was carried on a wide roller path, rather than Ericsson’s
central spindle. This made the British turret easier to operate, less
liable to jam and more secure in action than Ericsson’s concept.
However, Ericsson’s system was more complete, for it came with
mechanical gun carriages, already attempted on Princeton which
would transform the ability of warships to use the heavier artillery
being developed to penetrate armour. Little wonder the British never
lost interest in Ericsson’s work. During the Civil War the Royal Navy
made great efforts to collect information on the new technologies being
used, both from eye-witnesses, and covert sources. In this way plans of
Ericsson’s monitors were obtained. The British were not overly
interested in the armoured turret ships, which they judged inferior to
their own productions, but they were fascinated by torpedo warfare.
After the Civil War Ericsson’s great project was a
self-propelled controlled torpedo, ancestor of the modern wire-guided
weapon. This was his response to the British development of the turret
warship concept, the battleship Devastation which had the range
and power to attack New York.
Between 1870 and the mid 1880s his compressed air powered 8 meter long
weapon. Not content with a major breakthrough in weapon design, the
first example of a projectile with mid course guidance, Ericsson also
designed and, at his own expense built a torpedo boat, calling her Destroyer
two decades before the term came into common usage.
Despite official encouragement in America there was no money to support
his work, and the ship was eventually sold to Peru, only to be embargoed
by the war with Chile. The idea was to protect the American coast
against hostile ironclads, a type the far-sighted Ericsson had already
condemned as ‘torpedo-food’. Despite successful demonstrations the
United States Navy could not secure Congressional funds, and he kept the
Royal Navy informed of his progress throughout. In 1881 the Ordnance
Committee reported that Ericsson used gunpowder to fire the torpedo out
of the submerged tube, and that he planned to fit the warhead with 250
lbs of dynamite. He had not yet fired a live round.
Later Lieutenant Gladstone was sent to New York, and his report was so
favourable that a submarine gun and four torpedoes were bought for
further trials in Britain.
On July 22nd 1886 the weapon was tested at Portsmouth.
At a range of 100 meters the first weapon ran straight, and destroyed
the target. A second trial on August 19th ended in failure,
when the submarine gun was blown to pieces by the torpedo warhead. It
emerged that the trials officer had replaced Ericsson’s fuse with a
British type, but that was the last Royal Navy contact with the
remarkable Mr Ericsson. Typically he responded to their polite rejection
with a stinging rebuke on the institutional failure of the Admiralty to
see the future, as demonstrated by his experience with the screw
propeller. It was unfair, and did no good, but it was as much a part of
the man as his engineering genius.
The ship was eventually sold to Brazil in 1891, but by then Ericsson was
dead, and his torpedo had been overtaken by the more sedate development
of the Whitehead design.
CONCLUSION:
John
Ericsson was a remarkable man. He travelled to find fame and fortune,
and he ended up with both, but along the way he knew failure and
disappointment. His contribution to the development of the modern
warship, and methods of design and construction, was unique. He
changed the nature of war at sea by adapting steam power to the existing
warship type, and went on to design a warship entirely divorced from the
age of sail. Ericsson, like Smith depended on his backers. The two men
share primacy in the propeller story because they found the financial
support necessary to develop the concept into a useful propeller. The
unique point in Ericsson’s role is that he designed and engineered two
vital modern systems, while in Britain it required three men to match
his contribution, Smith and Coles thought up the systems, but only
Isambard Kingdom Brunel could engineer them to the same standard as
Ericsson. There is no finer tribute for a 19th century
engineer than to be placed in such company.
The propeller, the turret, the mechanical gun carriage and the
torpedo were critical developments that transformed the nature of war at
sea in a period of astonishing technical change. In all four cases John
Ericsson conceived and engineered successful prototypes and production
versions. That others also came up with similar ideas is not to be
wondered at, these devices were answers to real problems. Ericsson’s
designs were invariably better than anyone else produced before trials
and development, but he was regularly overtaken by more dedicated,
single minded men of limited vision, men like Pettit Smith and Coles,
because they were prepared to put up with slights and reverses of an
innovators life with more equanimity, and a more even temper than the
volcanic Ericsson. He was, in the final estimate, a towering genius with
a flawed personality and a limited capability for human relationships.
His personal life was an awkward inconvenience, abandoning his son,
wife, friends and family, giving up social life and pursuing vendettas
with remarkable determination across the decades.
POSTSCRIPT:
Ericsson’s story is also part of
an enduring myth. It is assumed that the world’s navies were
reactionary, or at best unduly conservative in their handling of
technical change in the nineteenth century. This, it has been argued,
was symptomatic of large hierarchically structured bureaucracies opposed
to change in any area, from uniform regulations to weapons procurement.
This view is reflected in the work of historians of the liberal
progressive school for whom conservatism in technology, as in politics,
is the mark of an unthinking and bigoted reactionary. They contend that,
had the world’s navies been more adventurous, technical progress would
have been more rapid, and more economical. As the largest, and among the
best documented, navies the Royal Navy has often been criticised for
technological conservatism throughout the long nineteenth century (1815
-1914). This line has been adopted in studies of the introduction of
steam power, iron ships, the screw propeller, armour plate, turrets, and
a number of other important new systems.
Existing accounts treat the introduction of new technologies as a
purely technical issue, isolated from politics, finance, strategy,
tactics, and naval administration. For too long the underlying
assumptions about progress and the engineers who pioneered new systems
have been based on self-serving contemporary pamphlet literature and
hagiographies. By failing to question the underlying assumptions of this
literature subsequent generations have done a grave disservice to the
memories of hard-working, professional men. The core argument is that a
‘conservative’ bureaucracy either misunderstood or deliberately
opposed each new manifestation of progress. This line of attack was soon
repeated in biographies and general histories. Perhaps the first, and
most influential renditions of this ‘critical’ version appeared in
Isambard Kingdom Brunel Junior’s biography of his father, which
appeared in 1870. Brunel junior largely created the genre, by linking
his father with other engineers and inventors of the era. He based his
case on Brunel’s favourite anecdote about the introduction of the
screw propeller and the ‘adverse influence which had been exerted in
some departments of the Admiralty to prevent the successful issue of
these experiments’.
While this version was perpetuated in the standard modern life
it finds no support in Brunel’s own archive.
If the engineer was the nineteenth century ‘hero’ he needed a dragon
to slay, and navies, the bigger the better, were ideal. They were big,
impersonal bodies against which lone engineers could strive, and were
too powerful to make their ultimate defeat problematic.
When John Ericsson received his valedictory biography his brief
relationship with the Royal Navy was portrayed in equally bleak terms.
Even before this version appeared the liberal progressivist version, in
which the Admiralty was the source of all obstruction, had been adopted
by the standard history of the Royal Navy.
It would be followed in the standard account of the development of
marine engineering.
These accounts all assume that anyone but a fool, and a peculiarly
conservative fool at that, would have seen the merits of the propeller
from the beginning, and pressed for its’ immediate adoption. They
ignore the key questions that surrounded the process. These were
financial, technical, political, tactical and strategic. When they have
been addressed it is possible to see the propeller in a wider context,
providing an altogether more complex chain of events.
The Admiralty was not dragged, reluctantly, into the propeller.
It was well aware of what was happening from the beginning, maintained a
careful watching brief, intervened in particular experiments to great
effect, forced the private sector to conduct almost all the fundamental
research and early practical trials, without adequate recompense, and
then intervened in the process at a decisive moment, just as the
technology matured, to clear up all the patent rights and build the
world’s first all steam fleet. Far from the reactionary image created
by the engineers and their hagiographers, the most common complaint of
contemporaries was that they had been ‘defrauded’, and that the
Admiralty would only deal with people it could ‘bully or defraud’.
Without the financial support of the Ship Propeller Company the screw
would not have been adopted so quickly, similarly without Stockton
Ericsson would have abandoned his project, turning his fertile mind to
other areas just as he had the field of locomotives after the failure at
Rainhill. Financial support was critical to the success of nineteenth
century innovation and invention. Backers were vital to cover cost of
basic development and early trials in return they hoped to make money.
They would be disappointed.
The self-serving, politically naïve and technologically
determinist accounts left by nineteenth century engineers, who wished to
portray themselves as high minded servants of humanity, have been taken
at face value for too long. By contrast the Admiralty was
technologically dynamic, and adopted a professional approach to the
management of change, which it handled with great skill between 1815 and
1914. There were a few spectacular examples of failure, notably the loss
of HMS Captain in 1870, but this was caused by the politicians
overriding or ignoring their professional advisors. France, by
contrast, started four technology based arms races, and lost every one
within five years. Because the Royal Navy was central to British
Strategy the Admiralty had to be certain that it could meet its
commitments, it could not afford to take any risks with the core
capability, the battlefleet. Britain won the naval races because it had
long term finance, a superior industrial base and greater political
commitment. The role of the Admiralty was to ensure that the fleet
remained modern and effective on a reasonable budget. It was remarkably
successful. It required tremendous political skill, technical knowledge
and professional insight to pick a consistent and effective path through
the tortuous channel of nineteenth century warship development, between
the Scylla of profligate waste and the Charybdis of reactionary
obscurantism. By exploiting the best minds in the field the Royal Navy
managed to steer a successful course. No-one did more to push those
developments than John Ericsson. Ericsson might not have made his
fortune from the Royal Navy, but he was not ignored.
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